2026-05891
Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-7-Exemption of Certain Purchase or Sale Transactions Between an Investment Company and Certain Affiliated Persons Thereof
Introducedeconomy
Committee
Floor Vote
Passed
Signed
Summary
**What this does:** This is a request to extend an existing data collection requirement related to investment company transactions. The rule allows investment companies (like mutual funds) to buy or sell securities directly with their affiliated companies under specific conditions, rather than going through outside brokers.